Securities law a guide to the 1933 and 1934 acts provides a thorough explanation and analysis of the two central federal statutes the securities act of 1933 1933 act and the securities exchange. The 1933 act controls the registration of securities with sec and national stock markets and the 1934 act controls trading of those securities these laws require public companies and certain . Securities law a guide to the 1933 and 1934 acts federico thomas m on amazoncom free shipping on qualifying offers securities law a guide to the 1933 and 1934 acts. Securities act of 1933 often referred to as the truth in securities law the securities act of 1933 has two basic objectives require that investors receive financial and other significant information concerning securities being offered for public sale and prohibit deceit misrepresentations and other fraud in the sale of securities
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